Colin Ware

Horizon Scanning – Solutions Required to Understand and Interpret Regulations

There is an increasing need to know what and when regulatory changes are coming, and how they may impact the industry. Market pressures are changing, and regulators are prioritizing the regulation of evolving business models. Firms are struggling to understand, prioritize and comply with the growing volume of regulations and reporting requirements. It is critical that financial firms increase their ability to: • Monitor and track complex regulations, updates and interpretations globally • Measure and assess the impact of regulatory changes on the business

Colin has recently joined BNY Mellon as Regulatory Product Manager. He is responsible for ensuring that all products within Asset Servicing are compliant with upcoming regulations and serve our client’s needs to meet the regulatory requirements, including MIFID II, GDPR, MMFR. He represents the company on a number of RegTech Award panels and industry Event Advisory Boards, and helps to co-ordinate the BNY Mellon Tax & Regulatory Client Forum. This industry-leading event includes a number of RegTech panels and the creation of a regular BNY Mellon RegTech Forum. Prior to joining BNY Mellon, Colin spent 4 years working at Barclays as Industry & Regulatory Engagement Lead for Data Management, working with RegTech and vendor solution providers to assess solutions to meet the upcoming Regulatory challenges.Previously, he was Global Product Manager for Omgeo CTM responsible for developing the product to meet all client and regulatory requirements. He has also spent time at a number of leading Investment Bank institutions, including Deutsche Bank, Nomura, and Goldman Sachs, across a broad range of Data Management, Client Service and project management roles.

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